Course profile
Financial Regulations and Compliance
Course description not available yet.
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Course summary
FINA3383 is a required AMPB course that introduces students to SFC regulations through case studies. It's practical for those interested in the financial industry but can be challenging, especially with its heavy workload and strict grading. The course covers various assessment methods including group projects, presentations, and essays.
Grading is strict; it’s difficult to get an A or A+, but B+ is achievable with effort. Some students find it easy to get a B+ even if their scores are slightly below average.
The workload is heavy, particularly for presentations and essay writing. Students need to attend all classes and prepare thoroughly. There's only one tutorial session.
Assessment includes group project (20%), mid-term report (15%), final essay (30%), and class participation (10%).
Teaching is engaging with Anna focusing on practical examples, while Debbie provides in-depth case analyses. However, some find the lectures hard to follow without a legal background.
Attend all classes, prepare thoroughly for presentations, and bring your own cases to discuss with Debbie; she offers valuable feedback. Focus on clear writing and covering the range of topics in essays.
AI-generated AI-generated summary based on student reviews, using Qwen 2.5.
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